A pénzügyi szektorban működő vállalatokkal szembeni pénzbírságok: a kérdéses felső határok kumulálása

Suzan denise Hüttemann

doi:10.32980/MJSz.2022.5.2187

A pénzügyi szektorban működő vállalatokkal szembeni pénzbírságok: a kérdéses felső határok kumulálása

Translated title of the contribution: Pecuniary sanctions against corporations in the financial sector: a compounding of dubious upper limits

Suzan denise Hüttemann

Research output: Journal contributions › Journal articles › Research › peer-review

Abstract

This contribution covers the methods by which the maximum amount of pecuniary sanctions against corporations in the financial sector is determined. The alternative recourse to absolute, turnover-based and profit-based upper limits combines problematic regulatory developments of recent times. This contribution advocates for a systematic approach that differentiates strictly between the confiscatory and the sanctioning part; the upper limit of the sanctioning part should be determined by the abstract gravity of the violation

Translated title of the contribution	Pecuniary sanctions against corporations in the financial sector: a compounding of dubious upper limits
Original language	Hungarian
Journal	Miskolci Jogi Szemle
Volume	17
Issue number	5
Pages (from-to)	61-75
Number of pages	15
ISSN	1788-0386
DOIs	https://doi.org/10.32980/MJSz.2022.5.2187
Publication status	Published - 24.04.2023

Research areas and keywords

Law
Financial sector
corporate sanctions
German Securities trading act
multiplicative pecuniary sanctions
guilt principle

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10.32980/MJSz.2022.5.2187Licence: In Copyright

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title = "A p{\'e}nz{\"u}gyi szektorban m{\H u}k{\"o}d{\H o} v{\'a}llalatokkal szembeni p{\'e}nzb{\'i}rs{\'a}gok: a k{\'e}rd{\'e}ses fels{\H o} hat{\'a}rok kumul{\'a}l{\'a}sa",

abstract = "This contribution covers the methods by which the maximum amount of pecuniary sanctions against corporations in the financial sector is determined. The alternative recourse to absolute, turnover-based and profit-based upper limits combines problematic regulatory developments of recent times. This contribution advocates for a systematic approach that differentiates strictly between the confiscatory and the sanctioning part; the upper limit of the sanctioning part should be determined by the abstract gravity of the violation",

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AB - This contribution covers the methods by which the maximum amount of pecuniary sanctions against corporations in the financial sector is determined. The alternative recourse to absolute, turnover-based and profit-based upper limits combines problematic regulatory developments of recent times. This contribution advocates for a systematic approach that differentiates strictly between the confiscatory and the sanctioning part; the upper limit of the sanctioning part should be determined by the abstract gravity of the violation

KW - Law

KW - Financial sector

KW - corporate sanctions

KW - German Securities trading act

KW - multiplicative pecuniary sanctions

KW - guilt principle

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DO - 10.32980/MJSz.2022.5.2187

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A pénzügyi szektorban működő vállalatokkal szembeni pénzbírságok: a kérdéses felső határok kumulálása

Abstract

Research areas and keywords

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